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Dawn Dupre
Relationships
Interlocks
Giving
Data
Business Positions
CCO Investment Services Corp.
Brokerage and investment advisor unit of RBS Citizens, N.A.
•
President
Social
Ellen Alemany
Chairman & CEO of Citizens Financial Group
•
ultimately responsible
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Updated over 13 years ago
Basic Info
Types
Person, Business Person
Source Links
10
documents ::
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Dawn Dupre named President of Citizens Investments
AM South Sales practice violations and Failure to Supervise
Consent Order
FINRA fines PNC Investments for Supervisory lapses in Variable Annuity sales
Poor Management and skirting Regulators
LEGAL definition of a Consent Order
Registered Reps are required to disclose sales practice and Failiure to supervise allegations
Bloomberg BusinessWeek - CCO Investment Services Corp.
Sociopaths in Suits
RBS Citizen's mis-selling Variable Annuities