| Notes |
Associate
Company NameWilmerHale
Dates EmployedSep 2013 – Jan 2015 Employment Duration1 yr 5 mos
LocationNew York
Securities litigation and investigations. Conducted legal and factual research, witness interviews, and wrote memos/legal strategy for cases such as: 1) allegations of insider trading and violations of SEC Rule 10b-5 at next generation biofuels company, 2) misleading marketing of high frequency trading in bank-operated dark pool, 3) investigation by DOJ for tax violations of Swiss bank clients, 4) review of travel insurance product customer calls for UDAAP violations. |