| Notes | In 2003, another Parnas-associated company, Program Trading Corp., in Boca Raton, was expelled from FINRA. Parnas had a stake of 25-to-50 percent in the company, through his Florida company Aaron Investment Group, according to documents. FINRA expelled the company after it refused to pay fines and settle with the National Association of Securities Dealers, which accused Program Trading of malfeasance. |