| Notes | "AD stated in an interview with staff that, "those shares were for services rendered from past transactions that I had done with another individual...I would have been the beneficial owner of those shares". AD stated that the other individual was Mr. Bobby Genovese and that the shares were deposited into EB's account, "because in 2000-2001 I had a very messy separation, and five days prior to my divorce proceedings we, we called it off, but everything I had at that point that those shares were deposited into Erlinda's account, everything was in my wife's name, and I elected to, because of the relationship I had with Erlinda, I put those shares into her account for protection purposes for me." AD also stated that it "would have been me or Phil, or someone at SSCC" that gave instructions to receive the shares into the account. However, when the Spectrum shares were sold, AD did not receive any of the proceeds." |